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House Bill 1460

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House Bill 1460

ARCHIVE (2009)

Latest Information

DIGEST OF HB1460 (Updated April 23, 2009 1:59 pm - DI 84)

Compliance reports of broker-dealers. Provides that a broker-dealer may not be selected for completion of a compliance report in consecutive years unless certain circumstances apply. Prohibits the securities commissioner from selecting certain offices for completion of compliance reports.

Current Status:

Law Enacted

>Latest Printing > (PDF)

Action List >
Introduced Bill > (PDF)
Fiscal Impact Statement(s): >1(PDF), >2(PDF), >3(PDF), >4(PDF), >5(PDF), >6(PDF), >7(PDF), >8(PDF)
Roll Call(s): >No. 296(PDF), >No. 308(PDF), >No. 502(PDF), >No. 6593(PDF), >No. 6793(PDF)
House Committee Reports
- Filed Committee Reports: >1460-1, >1460-1(PDF)
- Passed Committee Reports: >1460-1, >1460-1(PDF)
House Amendments
- Filed: >1460-1, >1460-1(PDF), >1460-2, >1460-2(PDF), >1460-C(PDF), >1460-C
- Passed: >1460-1, >1460-1(PDF), >1460-2, >1460-2(PDF), >1460-C(PDF), >1460-C
>
House Bill> (PDF)
Senate Committee Reports
- Filed Committee Reports: >1460-1, >1460-1(PDF)
- Passed Committee Reports: >1460-1, >1460-1(PDF)
Senate Amendments
- Filed: >1460-1, >1460-1(PDF)
- Passed: >1460-1, >1460-1(PDF)
>
Engrossed Bill> (PDF)
Conference Committee Reports
>
Enrolled Act> (PDF)